BNET Business Dictionary

Business Definition for: Member Firm

  • a firm of brokers or market makers that is a member of the London Stock Exchange

Additional Resources

Penson Financial Services, Inc. Becomes a NYSE Member Firm
DALLAS -- Penson Financial Services, Inc. PFSI, a U.S. subsidiary of Penson Worldwide, Inc., (NASDAQ: PNSN), announced today that it has become a member firm of the New York Stock Exchange (NYSE: NYX). As a member, PFSI will have the ability to clear for NYSE member firms. Currently, the Penson...
Tags: Penson Financial Services Inc.
Research articles 2008-12-02
Mack Trading, NYSE Euronext Member Firm, Hires Top NYSE Floor Traders
NEW YORK -- Mack Trading LLC, a NYSE Euronext member firm, today announced the additions of Luke Scanlon, Terence Toal and Frank Anastasi to the firm's NYSE trading floor operations. These additions continue Mack Trading's strategy of consolidating with other NYSE member firms and agent brokers, also known as $2...
Tags: NYSE Euronext, trader
Research articles 2007-06-14
Piper Jaffray Ltd. Commences Trading as a Member Firm of the London Stock Exchange.
MINNEAPOLIS and LONDON, September 29 /PRNewswire/ -- Piper Jaffray Companies (NYSE: PJC) is pleased to announce that its UK subsidiary, Piper Jaffray Ltd., commenced trading as a member firm of the London Stock Exchange LSE. Piper Jaffray Ltd. will act in a ...
Tags: Benefits, FINANCE, HEALTHCARE, London Stock Exchange Plc., MARKETING, NYSE Euronext, Piper Jaffray & Co., SALES, SOFTWARE, U.K., U.S. Bancorp Piper Jaffray Inc.
Research articles 2005-09-29
Available For Acquisition 62 -- Security & Commodity Brokers MEMBER FIRM u NEW YORK STOCK EXCHANGE - (440).
This type of firm is commonly referred to as an independent or otwo dollaro brokero. The customer base is comprised of institutional clients, member brokerage firms and non-member broker/dealers. The Company executes trading orders directly for hedge fund This type of firm is commonly referred...
Tags: NYSE Euronext, Company, acquisition, security
Research articles 2004-01-01
Available For Acquisition 62 -- Security & Commodity Brokers MEMBER FIRM u NEW YORK STOCK EXCHANGE - (403).
This type of firm is commonly referred to as an independent or otwo dollaro brokero. The customer base is comprised of institutional clients, member brokerage firms and non-member broker/dealers. The Company executes trading orders directly for hedge fund This type of firm is commonly referred...
Tags: NYSE Euronext, Company, acquisition, security
Research articles 2003-10-01
Available For Acquisition 62 -- Security & Commodity Brokers MEMBER FIRM u NEW YORK STOCK EXCHANGE - (471).
This type of firm is commonly referred to as an independent or otwo dollaro brokero. The customer base is comprised of institutional clients, member brokerage firms and non-member broker/dealers. The Company executes trading orders directly for hedge fund This type of firm is commonly referred...
Tags: NYSE Euronext, Company, acquisition, security
Research articles 2003-11-01
Available For Acquisition 62 -- Security & Commodity Brokers MEMBER FIRM u NEW YORK STOCK EXCHANGE - (412).
This type of firm is commonly referred to as an independent or otwo dollaro brokero. The customer base is comprised of institutional clients, member brokerage firms and non-member broker/dealers. The Company executes trading orders directly for hedge fund This type of firm is commonly referred...
Tags: NYSE Euronext, Company, acquisition, security
Research articles 2003-09-01
Deloitte Reports 12th Consecutive Year of Revenue Growth for Member Firms and Announces New Vision and Strategic Focus.
NEW YORK, December 19 /PRNewswire/ -- - Goal Is to Establish a Standard of Excellence Deloitte Touche Tohmatsu DTT today released its 2005 worldwide member firm review, which reports aggregate member firm financial results for fiscal 2005 and also articulates a new...
Tags: Deloitte LLP, Deloitte Touche Tohmatsu, FINANCE, revenue, Taxes, vision
Research articles 2005-12-19
Interface buys boutique Portland firm DuPont
DuPont Engineering and Interface Engineering both got what they wanted in a recent deal that made the 17-member firm part of the 165- member firm.
Tags: DuPont Co.
Research articles 2007-06-12
Stock probe target fights back. (Chicago Stock Exchange member Scattered Corp.)
As inquiries advance, Scattered cries foul Scattered Corp., the Chicago Stock Exchange member firm that's the target of exchange and government investigations for earning $27 million in one month of arbitrage trading, is striking back. The firm is accusing the Chicago Stock Exchange CSE of biased...
Tags: Chicago Stock Exchange Inc.
Research articles 1993-08-30
UFG becomes first Russian member of the LSE.
Byline: Shanny Basar United Financial Group UFG has become the first Russian investment bank to become a member firm of the London Stock Exchange LSE and has also been authorised as a member of the US National Association of Securities Dealers NASD.The US authorisation...
Tags: bank, FINANCE, Investment, IPO, London Stock Exchange Plc., NASD, principal
Research articles 2003-02-05
Perma-Fix Environmental selects new accounting firm
ATLANTA--BUSINESS WIRE--Dec. 20, 1996--Perma-Fix Environmental Services Inc. (NASDAQ:PESI) Friday announced that they have selected BDO Seidman, LLP as the company's new independent auditors. BDO Seidman, LLP is one of the top 10 accounting and consulting firms in the country and is the U.S. member firm of BDO,...
Tags: accounting, Atlanta, Business Wire, consulting, FINANCE, Outsourcing
Research articles 1996-12-20
Sitestar Engages Accounting Firm In Preparation for Form 10-SB Filing; The Company Is In the Process of Finalizing Its Form 10-SB to Become a Fully Reporting Company
ENCINO, Calif.--BUSINESS WIRE--Sept. 8, 1999-- Sitestar Corp. (OTC BB:SYTE), a diversified Internet holding company, Wednesday announced that it has retained the services of Merdinger, Fruchter, Rosen & Corso P.C., a New York-based CPA firm to conduct its annual audit. Merdinger, Fruchter, Rosen & Corso is a member firm...
Tags: accounting, INTERNET, SEC
Research articles 1999-09-08
Quantum Cycles Inc. Enters Into Investment Banking Agreement for a Firm Secondary Offering of $5 Million Minimum
MELBOURNE, Fla.--BUSINESS WIRE--Oct. 15, 1998--American Quantum Cycles Inc. (OTC BB:AMQC) today announced that it has entered into an Investment Banking Agreement with an NASD member firm for a Secondary Offering to raise the Company a minimum of $5 million.
Tags: investment banking, Quantum Corp.
Research articles 1998-10-15
Heritage Capital Credit Corporation Engages NASD Firm to Raise Debt and Equity
WILMINGTON, Del. -- Heritage Capital Credit Corporation (Pink Sheets OTC:HCPC) announced the engagement of a NASD member firm, to raise equity and debt for the purpose of providing working capital for the company and to fund the BCLOC Promissory Notes. The initial capital raise will be an amount mutually agreed...
Tags: equity, NASD
Research articles 2007-06-27
Costello to head financial advice firm
AAP Former treasurer Peter Costello has been appointed as the managing director of a financial and corporate advice firm. In an announcement made on Wednesday, Mr Costello will join BKK Partners as managing director and a member of the board. "I am very pleased to be working with BKK Partners...
Tags: publication, Australian Associated Press Pty Ltd., Managing Director
News items 2009-11-03
Joseph A. Schenk Joins First New York Securities as a Managing Member
NEW YORK -- First New York Securities, a diversified global proprietary trading firm, announced today that Joseph A. Schenk has joined the firm as a Managing Member. In his...
Tags: First New York Securities LLC
Research articles 2009-06-01
Blochet Exits Hedge Firm Brevan Howard
LONDON (Reuters UK) - Jean-Philippe Blochet, one of the founding partners of Europe's biggest hedge fund firm Brevan Howard, has left the company after taking a sabbatical last year.The 46-year-old, who previously worked with Brevan Howard co-founder Alan Howard at Credit Suisse, was part of Brevan Howard's macro team, focussing...
Tags: Hedge Fund, Fund Company, Credit Suisse Group AG, Investment, Financial Services, Finance, Brevan Howard, Oukbs
News items 2009-11-16
Fulbright Recognized for Corporate Expertise and Excellent Client Service; The Only Law Firm in Minneapolis to Make Both National Lists
MINNEAPOLIS -- The international law firm of Fulbright & Jaworski L.L.P. is the only law firm in Minneapolis to be recognized as one of the best corporate law firms in the U.S. by Corporate Board Member Magazine and to be named as a BTI "Power Elite" law firm. Corporate...
Tags: Fulbright & Jaworski
Research articles 2006-06-28
OKC law firm McAfee & Taft names new board member
Richard D. Craig has been named as the newest member of the board of directors of the law firm McAfee & Taft. Craig joins J. Dudley Hyde, Michael E. Joseph, Michael F. Lauderdale, Richard D. Nix, Steven R. Welch and managing director John N. Hermes on the seven- member board.
Tags: board, McAfee Inc.
Research articles 2006-03-07
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