somebody who arranges the sale and purchase of stocks
Wiktionary Definition for: Stockbroker
finance A person who buys and sells shares (stock) on a stock exchange on behalf of clients. May also provide investment advice and/or company information, depending on the level of service offered (or chosen by the client).
DEER PARK, N.Y.--BUSINESS WIRE--April 8, 1998--QuesTec Imaging Inc. QuesTec (NASD-BB:QSTI), developer and marketer of proprietary software systems that capture, render and display real-time graphic simulations for sports entertainment, display media, business and industry, has retained Stockbroker Relations Inc. to handle stockbroker and shareholder relations for the company. ...
NEW YORK--BUSINESS WIRE--Dec. 4, 1998--Smartek, Inc. (OTC BB:SMEK), a corporation with their headquarters in New York, is taking another step to increase the awareness of its own company by entering negotiations with Stockbroker Associates, a public relations firm. Stockbroker Associates is a full service agency...
ON THE stock market, timing can be critical. Investors who are trying to profit from short-term movements in share values need to deal quickly. When they strike a bargain, they need to know they have traded at that price. The conventional way to trade is by phoning a...
Mar 24, 2003 (The Mercury - ABIX via COMTEX) Stockbroker Rene Rivkin has pleaded not guilty to insider trading in the Supreme Court of New South Wales. It has been alleged the prominent stockbroker used inside knowledge to buy 50,000 shares in Qantas...
Byline: Ian Kerr Do you remember when it was fashionable to be a stockbroker? If you do, you are probably over 50. For years it worked like a dream. I know, because I used to work for Strauss Turnbull Very RIP as a stockbroker.For...
NOT EVERYONE can be a stockbroker, and the SEC wants to make sure things stay that way. NOT EVERYONE can be a stockbroker, and the SEC wants to make sure things stay that way.
I would like to become a stockbroker dealing in shares-on the Nasdaq and New York exchanges. Is there an examination I would need to take to qualify for a license? S.V., League City, TexasThe National Association of Securities Dealers, in Washington, D.C., administers the tests that people must pass before...
NOT EVERYONE can be a stockbroker, and the SEC wants to make sure things stay that way. NOT EVERYONE can be a stockbroker, and the SEC wants to make sure things stay that way.
ABIX via COMTEX) -- An Australian Government inquiry will review the independence of stockbroker advice and the adequacy of corporate disclosure rules. The review comes amid concerns that stockbrokers could show bias towards companies they are associated with. This has been highlighted by the prosecution of...
N.Y. Times News Service NEW YORK _ Wondering whether you misheard the name of the company your stockbroker works for? Did you mistakenly think the check you wrote was to one of Wall Street's long established, top bracket firms? Better ask for ownership...
Byline: Ian Kerr, Personal View The identity of the inventor of the popular image of the stockbroker as a financial professional and a pillar of suburban society has faded into the mists of time. I suspect he or she was a liar living in...
Prosecutors push to hold fugitive stockbroker CLEVELAND - A stockbroker suspected of defrauding clients should remain in federal custody, prosecutors said Thursday. But defense attorneys told U.S. Magistrate Judge William Baughman that Frank Gruttadauria, 44, should be released to electronic home monitoring, saying he is not...
Washington-based NASD, a regulatory agency for the securities industry, said it suspended former stockbroker Shawn Aaron for two years and fined him $50,000 for intimidating Optelecom-NKF Inc., of Germantown, a manufacturer of telecommunications products, by threatening in April 2004 to drive its stock price down from $13 to $6 per...
This letter authorizes a stockbroker to buy or sell stock on your behalf. Given the frenetic nature of the market, a letter should only be used to buy or sell stock that is not particularly volatile.
By Kathleen Lynn, The Record, Hackensack, N.J. Knight Ridder/Tribune Business News Nov. 18--A former stockbroker from Secaucus was fined $5,000 and suspended from the securities industry for two months for persuading a customer to invest his entire $208,895 portfolio in a single...
May 04, 2003 (The Australian Financial Review - ABIX via COMTEX) Australian stockbroker Rene Rivkin is facing a prison sentence after being found guilty of insider trading. Rivkin used insider market information to make a profit on the sale of Qantas Airways shares. The ...
By Kathy Bergen, Chicago Tribune Knight Ridder/Tribune Business News Jul. 27--Anyone worked with a stockbroker lately? Not someone whose calling card reads "financial adviser" or "financial consultant," but someone who identifies himself as a stockbroker, plain and simple? Chances are that...
Colorado Springs Councilman Charles Wingate resigned from his job as a stockbroker Monday, saying he does not have time for both jobs. Wingate was hired at Morgan Stanley Dean Witter shortly after his election in April. He was recently investigated by council because ...
BY JOHN WILLCOCK Financial Corrrespondent Shares in Britain's biggest telephone-based stockbroker, ShareLink Investment Services, rose 14 per cent to 204p yesterday as it revealed it was in preliminary talks with a bidder. ShareLink's founder, David Jones, refused to say who was in the frame....
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